All information herein has been prepared solely for informational purposes, and it is not an offer to buy or sell, or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular trading strategy or tax advice.
Follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made absent compliance with state Broker-Dealer, agent or Investment Advisor representative registration requirements, or an applicable exemption or exclusion. All Advisers and Insurance Agents operate independent of Peter J. D’Arruda, Capital Financial Advisory Group, LLC, and Capital Financial & Insurance, LLC. No decision should be made based on what you have heard on the radio.
National Ethics Association |
Better Business Bureau |
State Based Systems |
Investment Adviser Public Disclosure |
Ethics.Net |